The investment management industry continues to see explosive cross-border
growth, while investment advisers seeking access to a cross-border client base
confront a variety of different and complex investment adviser regulatory
systems. Now in its third edition, International Survey of Investment
Adviser Regulation is an unparalleled guide to investment adviser
regulation in 40 key jurisdictions.
Each chapter represents the contribution of pre-eminent practitioners. A
clear, uniform presentation permits easy comparisons among the different
regulatory systems. Reflecting other important recent related developments,the
chapters also address the use of electronic media and the Internet,
regulations governing anti-money laundering, data protection, and consumer
privacy, and measures to combat insider trading and market manipulation.
International Survey of Investment Adviser Regulation allows investment
advisers, lawyers, and others in the investment management industry to
evaluate the time, cost, and legal considerations that bear on strategic
decisions to provide investment advisory services in specific countries. It
also provides a guide for those engaged in the study of comparative regulatory
systems, as well as for policy makers seeking to improve and harmonize the
regulation of investment advisers worldwide.
T
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Introduction
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Argentina
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Australia
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Austria
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Belgium
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Brazil
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Canada
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Chile
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PR China
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Denmark
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European Union
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France
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Germany
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Greece
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Hong Kong
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India
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Indonesia
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Ireland
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Israel
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Italy
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Japan
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Korea
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Luxembourg
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The Netherlands
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Norway
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The Philippines
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Poland
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Portugal
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Russia
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Saudi Arabia
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Singapore
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South Africa
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Spain
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Sweden
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Switzerland
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Republic of China (Taiwan)
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Turkey
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United Arab Emirates
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United Kingdom
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United States of America
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Venezuela
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Index